Maker & checker scenario

Scenario: How does maker checker work?

Maker checker is used at the Financial Institutions for all submissions

This includes

• RFI Registrations

• Excel Submissions

• Risk Self Assessments

The roles and their maker checker permissions are as follows:

• Administrators can perform all actions in the group, including viewing, making and checking, and also add and remove users from the group.

• Makers can upload and enter reports and other submissions.

• Maker + checker Can carry out the Maker and the Checker role, however, if a checker is also a maker, they may not check their own work.

• Checkers are responsible for checking the work of a maker before it is submitted to your regulating authority.

If a checker rejects the submission, then it will revert back to the maker.

If an RA declines to authorise a submission, it will revert back to the maker.